NISM-Series-VII Exam Dumps
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| Certification Provider: | NISM |
|---|---|
| Exam Code / Number: | NISM-Series-VII |
| Exam Name: | NISM Series VII - Securities Operations and Risk Management Certification |
| Exam Questions: | 334 |
| Last Updated: | Jun 30, 2026 |
| Corresponding Certification: | National Institute of Securities Markets |
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(235 Up Votes)NISM NISM-Series-VII Exam Syllabus Topics:
| Section | Weight | Objectives |
|---|---|---|
| Securities Market Overview | 10% | - Market participants and their roles - Types of securities and products - Structure and segments of Indian securities market |
| Trading Operations | 15% | - Order management and trade execution - Front office functions and processes - Client onboarding and KYC norms |
| Investor Protection | 7% | - Investor education and awareness initiatives - Mechanisms for dispute resolution - Investor rights and grievances redressal |
| Clearing and Settlement | 15% | - Settlement cycle and mechanisms - Delivery versus payment and settlement guarantee - Clearing process and roles of clearing corporations |
| Regulatory Framework | 15% | - Compliance requirements for intermediaries - Code of conduct and ethical practices - SEBI Act, Rules and Regulations |
| Market Microstructure | 12% | - Trading mechanisms and order types - Market indices and their calculation - Price discovery and market efficiency |
| Risk Management and Margining | 18% | - Types of risks in securities operations - Margining systems and methodologies - Risk monitoring and control measures |
| Technology in Securities Markets | 8% | - Systems for trading, clearing and settlement - Data security and business continuity - Emerging technologies and their impact |