ACI Dealing Certificate - 3I0-012 FREE EXAM DUMPS QUESTIONS & ANSWERS

A. Spot AUD/NZD will be higher by approximately 50 points in 12 months B. The AUD yield curve is positive, whilst the NZD curve is negative C. 12-month AUD rates are lower than 12-month NZD rates D. 12-month AUD rates are higher than 12-month NZD rates

A. the credit spread is increasing B. the credit spread is decreasing C. the credit spread is decreasing and recovery rate is increasing D. the recovery rate is increasing

A. When quoting for information only. B. When dealing with emerging markets. C. In an emergency. D. In volatile markets.

A. All records should be archived and appropriate audit trails must be maintained as required by the local Central Bank B. Time stamps on e-trading platforms need to be internally and globally synchronised to ensure appropriate tracking of trades C. Testing of the system's capability to cope with extreme volumes should be carried out annually D. Regular tests for loss of access to external liquidity platforms but not loss of service to clients should be undertaken

A. The two parties involved agree to a new maturity date. B. to shorten the contract to the previous business day C. to extend the contract to the next business day D. There is no standard market practice. ACIs Committee for Professionalism decides the issue on a case-by-case basis.

A. Market participants must not seek information as to the legal status of a potential counterparty before allocating credit or trading status. B. Liquidity providers should be cognizant of reputational risks when supplying liquidity for onward third party consumption. C. Transactions should be handled in accordance with the regulator's dealing rule book. D. Access to systems internally and at the client interface must be strictly controlled by the dealers.

A. disputes related to over-the-counter financial instruments as detailed in appendix four of the Model Code B. all legal disputes C. disputes between two market participants, at least one of them being a member of ACI D. disputes related to market practice or conduct as set out in the Model Code or in any other Code of Conduct

A. 5.69% B. 5.71% C. 5.72% D. 5.62%

A. Go long of the underlying commodity equal to 50% of the size of the option contract B. Go short of the underlying commodity equal to more than 5O% of the full size of the option contract C. Go long of the underlying commodity equal to more than 50% of the full size of the option contract D. Go short of the underlying commodity equal to 50% of the size of the option contract

A. Traded on the Chicago Mercantile Exchange (CME Group) and have a face value of USD 1,000,000.00 B. Traded on the Intercontinental Exchange (ICE) and have a face value of USD 500,000.00 C. Traded on the Chicago Mercantile Exchange (CME Group) and have a face value of USD 500,000.00 D. Traded on the Intercontinental Exchange (ICE) and have a face value of USD 1,000,000.00

A. the market amount for which the quote is valid B. the quoting dealer cautions the receiver of the quote that the price may have to be re-quoted at the receiver's risk C. the acknowledgement by the dealer receiving the quote that the rate may have to be re-quoted D. the acknowledgement by the broker that he may be stuffed

A. A loss of at least EUR 5,000,000.00 can be expected in 1 out of the next 100 weeks. B. A loss of at least EUR 5,000,000.00 can be expected in 99 out of the next 100 weeks. C. A loss of at most EUR 5,000,000.00 can be expected in 1 out of the next 100 weeks. D. A loss of at most EUR 5,000,000.00 can be expected in 1 out of the next 100 days.