3I0-013 Exam Dumps
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| Certification Provider: | ACI |
|---|---|
| Exam Code / Number: | 3I0-013 |
| Exam Name: | ACI Operations Certificate challenging |
| Exam Questions: | 386 |
| Last Updated: | Jun 21, 2026 |
| Corresponding Certification: | ACI-Financial Markets Association |
(215 Up Votes)Who should take the ACI 310-013: ACI Operations Certificate Challenging Exam
Everyone who is into promoting the credibility and efficiency of global operation of the FX Industry is recommended to get this certification. The ACI 310-013: ACI Operations Certificate Challenging Exam is primarily intended for the following groups:
Personnel from middle offices and operations
Participants in the financial market from buy side, sell side and intermediary institutions
Officers of compliance and risk
Central banks and regulators
Topics of ACI 310-013: ACI Operations Certificate Challenging Exam
These core topics of ACI 310-013 exam dumps listed below are general recommendations for the material that is likely to be used for the examination. However, on any particular delivery of the test, other similar topics could also appear. The guidelines below can be updated at any time without notice to better represent the contents of the exam and for clarity purposes.
In addition to the topics discussed below, it is anticipated that candidates will be up-to-date with the latest events and market shifts. The updated syllabus effective from July 2019 onwards for the ACI 310-013 practice exams are listed below in detail of each section and their topics:
1. Introduction to the ACi 3I0-013
At the end of this section, candidates should:
- Understand what the ACi 3I0-013 is and how it was developed know and understand:
To whom the ACi 3I0-013 applies
The six leading principles of the ACi 3I0-013
What type of market participants are impacted by the ACi 3I0-013
2. Ethics
At the end of this section, candidates should understand what is expected of them to exercise judgement to act ethically and professionally:
- Understand Principle 1 (Striving for the highest ethical standards):
Know the core expectations for ethical behaviour
Understand who is responsible for maintaining these standards of behaviour
- Understand Principle 2 (Strive for the highest professional standards):
- Understand what is required to conduct themselves to the highest standards of professionalism
- Understand Principle 3 (Conflict of interest):
Understand potential areas where conflicts of interest may arise
Understand the importance of the disclosure of conflicts of interest
Know what appropriate arrangements can be made to eliminate conflicts of interest
3. Governance
At the end of this section, candidates should: understand the appropriate governance structures that should be in place to promote and support the principles of the ACi 3I0-013:
- Understand Principle 4 (Oversight and supervision):
- Understand how to provide business strategy and financial soundness to supervise and oversee Market Participants' conduct
- Understand Principle 5 (A culture of ethical and professional conduct):
- Know and understand different types of internal and external methods of conduct supervision
- Understand Principle 6 (Remuneration structures):
Understand why different mechanisms of promotion and remuneration are used
Know the factors to be considered to ensure ethical and professional conduct
- Understand Principle 7 (Policies and procedures for improper behaviour):
Know where and how to report concerns about inappropriate behaviour
Understand the importance of effective mechanisms to investigate and respond to reports of inappropriate behaviour
Understand the correct procedure for investigating reports of inappropriate behaviour
Understand the correct procedures for internal escalation and external reporting
4. Execution
At the end of this section, candidates should: Understand what is expected to execute and
negotiate transactions in a fair and transparent manner:
- Understand Principle 8 (Roles and responsibilities):
- Understand the difference between Agent and Principal
- Understand Principle 9 (Order management):
Understand what clients should be made aware of when handling orders
Understand the role and conduct expected of order handlers
Understand expectations of an E-Trading Platform
Understand conduct expectations of Interdealer Brokers
Understand expectations of clients
How to Prepare For ACI 310-013: ACI Operations Certificate Challenging Exam
Preparation Guide for ACI 310-013: ACI Operations Certificate Challenging Exam
Introduction
ACI Financial Markets Association (ACIFMA) is a leading global trade association with over 9,000 members in more than 60 countries representing the interests of the professional financial markets community. ACI FMA, which was founded in 1955, focuses on improving best business practices and encouraging market participants to commit to ethical behavior standards.
The ACI Model Code exam (3I0-002) has been recognised as the first industry-wide Code of Conduct based on the initial ACI Codes of Conduct of the 1970s for OTC FX and related markets. The ACI Model Code exam (3I0-002) has strongly influenced many national Codes of Conduct but was discontinued in 2017 with the release of the ACI 310-013: ACI Operations Certificate Challenging, the composition of which ACI FMA participated, as well as other Code of Conduct initiatives, subsequently revised to include the larger OTC community-and extended from the dealing room through to back office operations.
Under the supervision of the Board of Education, education services include the ACI 310-013: ACI Operations Certificate Challenging, ACI Dealing Certificate, ACI Operations Certificate, ACI Diploma, and the Latest Edition of the ACI Diploma. The ACI Committee on Professionalism oversees industry best practices for ethical behavior.
This document is an exam guide designed to assist applicants in determining the significance of the ACI 310-013: ACI Operations Certificate Challenging Exam and to provide all necessary information such as prerequisites, exam contents and format, and so on for the best exam preparation of interested candidates. This guide includes information on the certification test target audience, recommended ACI 310-013 exam dumps and ACI 310-013 practice exams, and a full list of exam targets, all with the intention of helping you obtain a passing grade. In order to increase your chances of passing the test, we strongly recommend a mix of on-the-job experience, course attendance, and self-study.
ACI 3I0-013 Exam Syllabus Topics:
| Section | Objectives |
|---|---|
| Topic 1: Financial Markets Environment | |
| Topic 2: Rates (Money and Interest Rate Markets) | |
| Topic 3: Foreign Exchange | |
| Topic 4: FICC Derivatives | |
| Topic 5: Financial Markets Applications |