Exam UAE-Financial-Rules-and-Regulations Topic 1 Question 16 Discussion

Actual exam question for CISI's UAE-Financial-Rules-and-Regulations exam
Question #: 16
Topic #: 1
During a trading session, if an order is not fully executed, then:

Suggested Answer: D Vote an answer

In the Dubai Financial Market (DFM) and other UAE exchanges, if an order is not fully executed during a trading session, the remaining unexecuted volume remains on the trading system at the last executed price, subject to the order's validity instructions (e.g., good-till-cancelled). This approach allows the unfilled portion to remain active in the market for potential matching with future opposing orders, supporting liquidity and order continuity. Orders are not automatically cancelled or deferred to the next session unless specified. This process ensures transparency and orderly execution consistent with regulatory trading rules.
Reference: CISI UAE Financial Rules and Regulations - Trading Order Execution Rules, Section 7.2.8 (2023).

by Ann at Sep 22, 2025, 05:50 AM

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