IIA.IIA-CIA-Part2.v2021-01-13.q178

Exam Code:IIA-CIA-Part2
Exam Name:Certified Internal Auditor - Part 2, Conducting the Internal Audit Engagement
Certification Provider:IIA
Free Question Number:178
Version:v2021-01-13
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# of views:479
# of Questions views:3043
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Exam Question List
Question 1: Which of the following statements is false regarding roles a...
Question 2: Company A has a formal comprehensive corporate code of ethic...
Question 3: Which of the following would provide the best audit evidence...
Question 4: Given the scarcity of internal audit resources, a chief audi...
Question 5: Which of the following statements describes an engagement pl...
Question 6: The chief audit executive of a large publicly held bank is u...
Question 7: The scope of a consulting engagement performed by internal a...
Question 8: The chief audit executive (CAE) of a new organization is in ...
Question 9: Which of the following data sources would provide the least ...
Question 10: Which of the following statements is true pertaining to inte...
Question 11: Which of the following factors could interfere with effectiv...
Question 12: Which of the following would be an appropriate improvement t...
Question 13: In response to an accounts receivable confirmation, a custom...
Question 14: If the chief audit executive believes that senior management...
Question 15: Access control software on an organization's mainframe compu...
Question 16: A staff auditor, nearly finished with an audit engagement, d...
Question 17: Which of the following are key characteristics of enterprise...
Question 18: Which of the following will be an appropriate course of acti...
Question 19: According to IIA guidance,which of the following is true abo...
Question 20: In which of the following cases is it appropriate for an aud...
Question 21: Production managers for a manufacturing company are authoriz...
Question 22: Which of the following topics must the internal audit staff ...
Question 23: According to the International Professional Practices Framew...
Question 24: Which of the following is a responsibility of the internal a...
Question 25: The scope of a business process review primarily involves:...
Question 26: An internal auditor determines that certain information from...
Question 27: Because of an abundance of high priority requests from manag...
Question 28: Which of the following is the least relevant when preparing ...
Question 29: A key to effective benchmarking in a consulting engagement i...
Question 30: Which of the following would most likely include recommendat...
Question 31: An internal auditor is reviewing purchases made through the ...
Question 32: Which of the following evaluation criteria would be the most...
Question 33: A newly promoted chief audit executive (CAE) is faced with a...
Question 34: The final internal audit report should be distributed to whi...
Question 35: Which of the following should be included in a privacy audit...
Question 36: The chief executive officer has requested that the chief aud...
Question 37: The chief audit executive (CAE) notes during review of the f...
Question 38: Which of the following potential performance measures should...
Question 39: Which of the following would provide the best evidence of co...
Question 40: An organization contracted a third party to construct a new ...
Question 41: In response to an audit finding, senior management informed ...
Question 42: Which of the following items should be addressed in an organ...
Question 43: Which of the following, if observed, would not indicate the ...
Question 44: An internal control questionnaire would be most appropriate ...
Question 45: Which of the following situations would best support the dec...
Question 46: According to IIA guidance, which of the following factors sh...
Question 47: When planning an audit engagement, what should an internal a...
Question 48: A post-audit questionnaire sent to audit clients is an effec...
Question 49: Which of the following tasks is typically performed in the a...
Question 50: Which of the following actions is related to the preliminary...
Question 51: A report prepared by the internal audit activity contains se...
Question 52: If participants in a control self-assessment workshop begin ...
Question 53: Cross-referencing individual payroll time cards to personnel...
Question 54: An internal auditor has completed an audit of an organizatio...
Question 55: While performing a follow-up of a concern about equipment-in...
Question 56: Which of the following would cause a company's accounts rece...
Question 57: A payroll clerk enters payroll transactions into the general...
Question 58: An audit of management's quality program includes testing th...
Question 59: If an auditor expects to find numerous discrepancies between...
Question 60: An auditor decides to perform an inventory turnover analysis...
Question 61: Which of the following methods would an auditor most likely ...
Question 62: An internal auditor notes that employees continue to violate...
Question 63: What is the most likely source of information for a detailed...
Question 64: When interrogating an individual who is suspected of fraud, ...
Question 65: Which of the following is the primary reason the chief audit...
Question 66: A bakery chain has a statistical model that can be used to p...
Question 67: Which of the following is used to identify and prioritize cr...
Question 68: Checklists used to assess audit risk have been criticized fo...
Question 69: Which of the following is not an outcome of control self-ass...
Question 70: According to IIA guidance, which of the following statements...
Question 71: An internal auditor is conducting tests to determine if an o...
Question 72: Which of the following is the correct ratio to use in calcul...
Question 73: Many questionnaires are made up of a series of different que...
Question 74: Which of the following does not represent a difficulty in us...
Question 75: According to IIA guidance, which of the following accurately...
Question 76: During an assurance engagement, an internal auditor noted th...
Question 77: Which of the following factors would not be considered in de...
Question 78: A retail sales company has discontinued a product that norma...
Question 79: An internal auditor found that the cost of some material ins...
Question 80: An internal auditor is reviewing a new automated human resou...
Question 81: Which of the following conclusions would be appropriate for ...
Question 82: What is the primary reason for having audit management appro...
Question 83: Which of the following conditions are necessary for successf...
Question 84: When conducting a performance appraisal of an internal audit...
Question 85: A code of business conduct should include which of the follo...
Question 86: Which of the following is not relevant when developing recom...
Question 87: The board has asked the internal audit activity (IAA) to be ...
Question 88: According to the International Professional Practices Framew...
Question 89: Which of the following is an appropriate responsibility for ...
Question 90: Which of the following would be the least desirable criteria...
Question 91: When approving the final engagement report, which of the fol...
Question 92: The chief risk officer (CRO) of a large manufacturing organi...
Question 93: Which of the following is least likely to help ensure that r...
Question 94: During an engagement, an internal auditor discovered that an...
Question 95: According to the International Professional Practices Framew...
Question 96: The best method for assessing the relative importance of ris...
Question 97: The chief audit executive (CAE) determined that based on man...
Question 98: During a systems development audit, software developers indi...
Question 99: An auditor-in-charge is preparing her audit team for a consu...
Question 100: A chief audit executive is preparing interview questions for...
Question 101: Which of the following is a preventive control strategy agai...
Question 102: An organization has developed a large database that tracks e...
Question 103: An audit of a Web-based third-party payment processor determ...
Question 104: An organization does not have a formal risk management funct...
Question 105: A manufacturer is under contract to produce and deliver a nu...
Question 106: Which of the following would be the best audit procedure to ...
Question 107: An internal auditor is conducting an assessment of the purch...
Question 108: Which of the following tests must an internal auditor perfor...
Question 109: Which of the following would have the least significance in ...
Question 110: After partially completing an internal control review of the...
Question 111: Which of the following audit planning activities adds the le...
Question 112: An organization's internal audit plan includes a recurring a...
Question 113: Due to a recent system upgrade, an audit is planned to test ...
Question 114: Which of the following would be an appropriate role of the i...
Question 115: An internal auditor is conducting an assessment of the organ...
Question 116: The internal audit activity performs the following sequence ...
Question 117: Which of the following tasks would be considered unusual for...
Question 118: While conducting a payroll audit, an internal auditor in a l...
Question 119: Which of the following is a weakness that is inherent in the...
Question 120: Which of the following is the most common method management ...
Question 121: An auditor used a questionnaire during an interview to gathe...
Question 122: During the quarterly review of the internal audit activity's...
Question 123: An internal auditor would most likely use attributes samplin...
Question 124: An internal auditor recommended that an organization impleme...
Question 125: Which of the following is the best problem-solving technique...
Question 126: At the conclusion of an audit of an organization's treasury ...
Question 127: During a consulting engagement, an internal auditor identifi...
Question 128: An organization's internal auditors are reviewing production...
Question 129: An organization has a large number of vendors supplying good...
Question 130: During a review of performance measures in an organization's...
Question 131: In a sampling application, the group of items about which th...
Question 132: Which of the following situations would justify the removal ...
Question 133: To furnish useful and timely information and promote improve...
Question 134: In order to effectively elicit sensitive information from an...
Question 135: A company used simple regression analysis to analyze mainten...
Question 136: According to IIA guidance, which of the following are benefi...
Question 137: Audit supervision includes approval of the engagement report...
Question 138: Which of the following is an advantage of an interim report?...
Question 139: A bank uses a risk analysis matrix to quantify the relative ...
Question 140: Which of the following situations might allow an employee to...
Question 141: During the planning phase of an audit of the treasury functi...
Question 142: An organization decides to create an internal audit function...
Question 143: During an audit of a branch bank, an internal auditor learne...
Question 144: Which of the following would most likely cause an internal a...
Question 145: Which of the following examples of audit evidence is the mos...
Question 146: Which of the following would be an appropriate and effective...
Question 147: The chief audit executive (CAE) decided that based on manage...
Question 148: The following is an excerpt from an audit engagement workpap...
Question 149: According to IIA guidance, which of the following individual...
Question 150: Which of the following would have the least impact (either p...
Question 151: In forming a team to investigate an organization's potential...
Question 152: An audit of an organization's claims department determined t...
Question 153: According to IIA guidance, which of the following statements...
Question 154: An internal auditor has been assigned to perform a quality a...
Question 155: According to IIA guidance, which of the following is true re...
Question 156: All of the following tools are employed to control large-sca...
Question 157: A limitation of using ratio analysis in an audit engagement ...
Question 158: A company's policy requires that all customers be treated in...
Question 159: In a review of an electronic data interchange application us...
Question 160: According to IIA guidance, which of the following activities...
Question 161: According to the Standards, which of the following would hav...
Question 162: An internal auditor has a recommendation to change operation...
Question 163: New credit policies have been implemented in an automated or...
Question 164: Which of the following actions has the least influence on th...
Question 165: Which of the following would be the most effective method to...
Question 166: After becoming aware of control weaknesses indicating that a...
Question 167: Which of the following is not a direct benefit of control se...
Question 168: Which of the following is an advantage to using the question...
Question 169: Which of the following is a red flag associated with fictiti...
Question 170: During an audit of a major contract, an auditor finds that a...
Question 171: What is the most important risk in determining the validity ...
Question 172: An internal auditor is evaluating controls over the purchasi...
Question 173: According to the Standards, which of the following would lea...
Question 174: Which of the following types of sampling techniques should a...
Question 175: The internal audit activity's primary responsibility in a re...
Question 176: When creating the internal audit plan, the chief audit execu...
Question 177: An internal auditor provided the following statement about d...
Question 178: If an auditor is sampling to test compliance with a particul...